In order to protect the firm, its employees, customers and
suppliers, all members of staff should be given a copy of the
firms policy regarding acceptable use of IT resources -
particularly internet, e-mail access, and data protection
policies. This should form part of the contract of employment -
to the extent that any breaches of the policy could result in
disciplinary action, and in some cases dismissal.Having an
acceptable use policy not only helps protect the organisations
exposure to rogue software, but can also help in disputes with
employees.
E mail
A number of companies have been sued for defamation after
employees have electronically questioned the integrity of a
competitor using e mail, and published these opinions
externally.
In another example of a hearing at an industrial tribunal, an
employee of a credit card company had his claim for unfair
dismissal rejected. The reason for his dismissal was for using
the firms’ e mail system to send personal e mails whilst at
work. As the credit card company had an effective e mail and
internet policy in place, they were able to defend the claim of
unfair dismissal.
Illegal material
Due to the uncensored nature of the material on the internet,
there are a large number of web sites which contain offensive,
obscene and illegal (in the UK) material. Employees should not
access such sites.
Viruses and phishing
Innocent looking web sites and e mails have been used to tempt
users to download material which has been found to contain a
virus, or to disclose company or personal confidential data they would not normally
impart.
Personal phones, personal headsets and use of social
networks
Firms may wish to include references to the use of personal
phones, personal headsets and social networking. The use of
these or restrictions on the use of these will very much depend
on the working environment.
A Model Policy Statement
To minimise these kinds of potential problems, all employers
should consider setting out a policy statement for all employees
embracing internet and e mail access.
A suggested policy statement is shown below which you may
find useful as a starting point.
Policy and scope
The company/ firm (delete as appropriate) sees the internet and
the use of e mail as an important business tool.
Staff are encouraged to enhance their productivity by using
such tools - but only according to guidelines on their use as
set out in this document.
The internet is largely unregulated and uncensored and we
have a duty of care to protect the security of the
company’s/firms internal information, our customers, our
suppliers and our employees from malevolent, obscene and illegal
material.
[Monitoring - Optional paragraphs 1
With this in mind, the company (firm) reserves the right to
monitor e mails and internet sites visited, on an employee
basis. However, this will only be performed where there is a
suspicion of behaviour which breaches the company’s ‘e mail and
internet access’ policy.
Staff under surveillance will be informed, by management,
that they are being monitored.
Covert monitoring will only be performed in exceptional
circumstances and only when sanctioned by a senior officer(s) of
the company/firm.]
[Monitoring - Optional paragraphs 2
With this in mind, the company/firm reserves the right to
monitor e mail and internet traffic. However, individual users
will not be identified in the monitoring process.]
It will be assumed that all staff understand and agree to the
policies unless a director (partner) is notified otherwise. Any
exceptions are to be appended to the employees contract of
employment and signed by a director (partner) and the employee.
All the company’s/firm’s resources, including computers,
access to the internet and email are provided solely for
business purposes.
The purpose of this policy is to ensure that you understand
to what extent you may use the computer(s) owned by the
company/firm for private use and the way in which access to the
internet should be used within the company/firm, to comply with
legal and business requirements.
This policy applies to all employees of the company/firm and
failure to comply may lead to disciplinary action in line with
the Disciplinary Procedure. In addition, if your conduct is
unlawful or illegal you may be personally liable.
General principles
A computer and internet access is provided to you to support the
company’s/firm’s activities.
Private use of computers and the internet is permitted,
subject to the restrictions contained in this policy. Any
private use is expected to be in the employee’s own time and is
not to interfere with the person’s job responsibilities. Private
use must not disrupt our IT systems or harm the company/firm’s
reputation.
You should exercise caution in any use of the internet and
should never rely on information received or downloaded without
appropriate confirmation of the source.
Access to the internet and e mail
All/The following users have access to the internet and e mail
from all/the following PCs…
Personal use
The internet may not be accessed for personal use during normal
hours of employment. Occasional use for personal reasons is
allowed outside working hours, however the restrictions set out
in ‘Browsing/Downloading material’ (below) must be adhered to.
Personal e mails may not be sent/received unless in an
emergency or with prior authority.
[Optional paragraph on Personal use of mobile phones,
personal headsets and social networking]
E mails and e mail attachments
E mails must conform to the same rules as issuing
correspondence on the company’s/firm’s headed paper
[Optional sentence - E mails must be authorised by either a director/ partner (or
manager)]
E mails must not contain controversial statements/opinions
about organisations or individuals. In particular, racial or
sexual references, disparaging or potentially
libellous/defamatory remarks or anything that might be construed
as harassment should be avoided
E mails must not contain offensive material
E mails containing a virus must not knowingly be sent
E mails coming from an unknown source must not be opened but
disclosed to management (see Disclosure).
E mails sent externally, must contain the company’s/ firm’s
disclaimer (see sample below)
E mails (sent and received) must be stored in the appropriate
client files and use the same naming conventions which are used
to store letters and other correspondence
Browsing/Downloading material
Only material from bona fide business, commercial or
governmental web sites should be browsed/downloaded.
No other material should be browsed/downloaded. This
specifically includes games, screensavers, music/video and
illegal, obscene or offensive material.
Laptops/portables and portable media devices
a Travelling with laptops/portables
Laptops are liable to be inspected by authorities particularly
if travelling by air/sea/rail, both within and outside the UK.
Where an employee has a company’s/firm’s laptop they must ensure
that it does not knowingly contain illegal material.
Laptops containing corporate data should be encrypted.
b Using laptops/portables on remote connections
Company’s/firm’s laptops may be used for e mail/internet use
without being connected to the corporate server. Appropriate
security software to allow such access and to control viruses,
should be installed.
c Using portable media devices
Portable media devices include USB memory sticks, USB pens,
CD’s, DVD’s etc.
Where these contain confidential corporate or personal data,
the data contained on these devices should be encrypted.
Disclosure
Employees have a duty to report the following to management:
- suspect e mails/e mail attachments/web sites
- obscene/illegal material found on a PC
- persistent use of the internet for personal reasons
- persistent downloading of illegal/obscene/offensive
material
- loss of corporate data or loss of machines and devices
containing corporate data
Disciplinary
A breach of any of the policies is a disciplinary matter.
Illegal activities will also be reported to the relevant
authorities.
Inappropriate use
Computers are a valuable resource to our business but if used
inappropriately may result in severe consequences to both you
and the company/firm. The company/firm is particularly at risk
when you have access to the internet. The nature of the internet
makes it impossible to define all inappropriate use. However you
are expected to ensure that your use of computers and the
internet meets the general requirements of professionalism.
Specifically, during any use of the computer or internet you
must not:
- copy, upload, download or otherwise transmit commercial
software or any copyrighted materials belonging to the
company/firm or other third parties
- use any software that has not been explicitly approved for
use by the company/firm
- copy or download any software or electronic files without
using virus protection measures approved by the company/firm
- visit internet sites or download any files that contain
indecent, obscene, pornographic, hateful or other
objectionable materials
- make or post indecent, obscene, pornographic, hateful or
otherwise objectionable remarks, proposals or materials on the
internet
- reveal or publicise confidential or proprietary
information (including personal data) about the company/firm,
our employees, clients and business contacts
The following activities are expressly forbidden:
- the deliberate introduction of any form of computer virus
- seeking to gain access via the internet to restricted
areas of the company’s/firm’s computer system or another
organisation’s or person’s computer systems or data without
authorisation or other hacking activities
- Downloading corporate information onto portable media
devices (such as USB pen or CD) unless management has
expressly approved this activity
- Uploading personal/private information (for example music,
films or photographs) from portable media devices (such as USB
pen or CD) onto a local or network drive, unless management
has expressly approved this activity.
Monitoring
At any time and without notice, we maintain the right and
ability to examine any systems and inspect and review any and
all data recorded in those systems. Any information stored on a
computer, whether the information is contained on a hard drive,
computer disk or in any other manner may be subject to scrutiny
by the company/firm. This examination helps ensure compliance
with internal policies and the law. It supports the performance
of internal investigations and assists the management of
information systems.
In order to ensure compliance with this policy, the
company/firm may employ monitoring software to check on the use
of the internet and block access to specific websites to ensure
that there are no serious breaches of the policy. We
specifically reserve the right for authorised personnel to
access, retrieve, read and delete any information that is
created by, received or sent as a result of using the internet,
to assure compliance with all our policies. Such monitoring will
be used for legitimate purposes only.
Sample Disclaimer
This e mail and all attachments it may contain are confidential
and intended solely for the use of the individual to whom it is
addressed. Any views or opinions presented are solely those of
the author and do not necessarily represent those of [the
company/firm]. If you are not the intended recipient, be advised
that you have received this e mail in error and that any use,
dissemination, printing, forwarding or copying of this e mail is
strictly prohibited.
Please contact the sender if you have received this e mail in
error.
Companies Act 2006 e mails and web sites
Changes to Company law mean that, every company must now include
their company registration number, place of registration and
registered office address on corporate forms and documentation
(this includes e mails and websites).
In particular, all external e mails must include this
information - whether as part of the corporate signature or as
part of the corporate header/footer.
How we can help
We will be more than happy to provide you with assistance in
formulating an acceptable use policy, or if any additional
information is required.
For information
of users: This material is published for the information of clients.
It provides only an overview of the regulations in force at the date of
publication, and no action should be taken without consulting the
detailed legislation or seeking professional advice. Therefore no
responsibility for loss occasioned by any person acting or refraining
from action as a result of the material can be accepted by the authors
or the firm.
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